WASHINGTON--(BUSINESS WIRE)--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.This is the first time FINRA has charged a ...

Apex Clearing, a clearing brokerage and a subsidiary of the software company Apex Fintech, will pay $3.2 million over charges related to its "paid securities lending program." ...

DALLAS, June 23, 2020 /PRNewswire/ -- Apex Clearing, the digital custody and clearing engine powering the future of wealth management, today launc ...

Apex Clearing Corp, ... Apex is owned by fintech firm Peak6 Investments LLC and its customers include Firstrade Securities Inc and Social Finance Inc (SoFi), the company's website showed.

LEX and Apex Clearing announced Thursday that they completed the first single-building IPO. Other crowdfunding outlets operate like private equity firms. LEX creates SEC-regulated securities. The ...

Penson Worldwide Inc. (PNSN) and Peak6 Investments L.P. unveiled the formation of Apex Clearing Corp., a new privately held clearing services firm that will acquire Penson's U.S. securities ...

Founded in 2012, Apex Clearing is registered with the SEC, a member of FINRA and a participant in SIPC. For more information, visit the Apex Clearing website , and follow the company on Instagram ...

Scott Daspin has left Triad Securities to serves as head of sales and relationship management for Apex Clearing. In his new role, he will oversee Prime Brokerage Sales and Institutional Correspondent ...

WASHINGTON, February 04, 2025--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged ...

Apex Clearing Corporation Gets Ahead of the Curve, Announces PFOF Alternative. Earlier in the week, Securities and Exchange Commission (SEC) Chair Gary Gensler talked about the SEC’s interest in ...