This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...

Cboe Clear Europe has released an overview of its 2024 performance, highlighting growth across cash equities, new venue connections, and increased derivatives clearing volumes. The clearing house has ...

The Financial Industry Regulatory Authority’s latest report offered advisers best practices for strengthening their compliance with security regulations.

Coinbase Global on Tuesday renewed its call for U.S. banking regulators to clarify or revise their position on banks offering cryptocurrency services as well as potentially doing tie-ups with ...

30 January 2025 Middle East Reporter: Clelia Frondaroli The board members hold a range of roles within regulatory, governmental, and hedge fund services, which the company says will help drive Apex ...

Since its launch in 2019, Apex Legends has consistently ranked among the top competitive multiplayer games worldwide. As a staple in the Battle Royale genre, Respawn Entertainment persistently updates ...

Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world ...

・Purchases and Sales of Foreign Securities by Residents by Types of Investors ...

Definition: Clearing price is that price of a commodity or a security at which the market clears a commodity or a security. Quantity supplied is equal to quantity demanded and buyers and sellers ...