WASHINGTON--(BUSINESS WIRE)--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.This is the first time FINRA has charged a ...

Apex Clearing, a clearing brokerage and a subsidiary of the software company Apex Fintech, will pay $3.2 million over charges related to its "paid securities lending program." ...

The brokers, FINRA said, enrolled all of their clients in these programs without assessing suitability, and failed to compensate investors for borrowing their securities. Now, FINRA has also ...

Apex Clearing Corp, ... Apex is owned by fintech firm Peak6 Investments LLC and its customers include Firstrade Securities Inc and Social Finance Inc (SoFi), the company's website showed.

Northern Star Investment Corp. II surged Friday after people familiar with the matter said Apex Clearing Corp., a securities custody and clearing firm, is in talks to go public through a merger ...

Founded in 2012, Apex Clearing is registered with the SEC, a member of FINRA and a participant in SIPC. For more information, visit the Apex Clearing website , and follow the company on Instagram ...

WASHINGTON, February 04, 2025--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged ...

Apex Clearing Corporation Gets Ahead of the Curve, Announces PFOF Alternative. Earlier in the week, Securities and Exchange Commission (SEC) Chair Gary Gensler talked about the SEC’s interest in ...