Dec 31, 2024 · As Donald Trump begins his transition to become president, there are questions about the fate of tech companies, as well as regulators from multiple administrations. Google …

6 days ago · News Brief CFPB issues $2.5M penalty against Wise in last action of Chopra era. 2025-02-03T21:18:00+00:00 By Oscar Gonzalez. A fine by the Consumer Financial Protection …

Jun 6, 2023 · Article PwC fined $2.1M for audit failures regarding BT Group fraud disclosures. 2022-08-08T15:28:00Z. PwC will pay a reduced fine of 1.75 million pounds (U.S. $2.1 million) …

Sep 20, 2024 · Historically, the SEC has fiercely protected the rights of retail investors, and is constantly churning out enforcement actions against investment advisers it alleges have …

Dec 9, 2024 · Business owners can stop preparing their 2025 anti-money laundering (AML) reports for the Treasury Department’s Financial Crimes Enforcement Network (FinCEN), …

Nov 4, 2024 · Canada’s anti-money laundering regulator fined Toronto-based real estate firm Jones Lang Lasalle $107,827 Canadian dollars (U.S. $77,632) for six violations of its anti …

Nov 6, 2024 · The Financial Industry Regulatory Authority (FINRA) fined broker-dealer Morgan Stanley $1 million over alleged documentation failures related to risk management controls …

Dec 30, 2024 · A prominent risk management firm has issued its predictions for the top five risks for business in 2025, along with guidance for how organizations should prepare and respond.

Earn CPE Credit with Compliance Week. Compliance Week is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education …

2021 Excellence in Compliance Awards winners. CCO/CECO of the Year: Justin Ross, Chief Compliance Officer, FedEx Corp. Compliance Program of the Year: Tenneco Lifetime …